Phone Number: 763-639-0868

Monday, November 18, 2019

Meet Tom Conneran

Business Experience

Tom has 12+ years of financial experience advising individuals, families and various sized businesses.


US Military Academy, West Point, NY 1978 Bachelor of Science

Syracuse University, Syracuse, NY 1986 Master of Business Administration

Tom holds the following securities and investment registrations:

  • General Securities Representative (Series 7)

  • State Registered Agent (Series 63)

  • Insurance license

AAMS® (Accredited Asset Management Specialist (SM)) - A professional designation granted by the College for Financial Planning. The designation may be awarded to any financial professional who completes a self-study program supplied by the College for Financial Planning, and subsequently passes the accompanying test that covers the asset management process, including: investor policies, risk and return, investment performance, asset allocation and selection, investment strategies, taxation of investment products, individual retirement investments, executive compensation and benefit plans, insurance products, estate planning, and regulatory and ethical issues. After passing the test, the individual must also agree to comply with the code of ethics.

 Conneran Financial Advising         More about Tom

Check the background of this firm on FINRA's BrokerCheck.

Advisory Services offered through Investment Advisors, a division of ProEquities, Inc., a Registered Investment Advisor. Securities offered through ProEquities, Inc., a Registered Broker/Dealer, and member FINRA and SIPC.  Conneran Financial is Independent of ProEquities, Inc.

Please be advised that presently Thomas Conneran holds series 6, 7, 63 and 65 licenses in CA, CT, DC, MD, MN, MT, ND, TX, VA, and WI. For residents of other states in which registration is not held, proper licenses and registrations must be obtained by representatives before proceeding further. No part of this communication should be construed as an offer to sell any security or provide investment advice or recommendation. Securities offered through ProEquities, Inc. will fluctuate in value and are subject to investment risks including possible loss of principal.